The Ethics of Deep Brain Stimulation for Treatment-Resistant Psychiatric Disorders

Authors

  • Rui Antoniou Department of Public Health Ethics, Loire University Center for Clinical Ethics, France Author
  • Ines Peeters Center for Medical Ethics and Law, Meuse Institute of Bioethics and Law, Belgium Author
  • Marco Saez-Bermudez Department of Philosophy, Meuse Institute of Bioethics and Law, Belgium Author

DOI:

https://doi.org/10.5281/zenodo.22686070

Keywords:

deep brain stimulation, psychiatric ethics, informed consent, personal identity, neuroethics

Abstract

Deep brain stimulation has moved beyond movement disorders into an expanding, but still largelyinvestigational, role in treatment- resistant psychiatric illness, most notably obsessive-compulsive disorder and major depression. This review examines the ethical questions that recur across this literature: the difficulty of securing genuinely informed, uncoerced consent from patients who have exhausted every other treatment option, and the possibility that stimulation alters affect, impulsivity, or narrative identity rather than only the target symptom. We also examine what the failure of a major sham-controlled depression trial revealed about equipoise and premature translation in this field, and how the narrow humanitarian device exemption pathway used for obsessive-compulsive disorder sits against the weaker evidentiary base for other indications. Emerging closed-loop, adaptive systems introduce a further layer of concern around continuous physiological data collection and the blurring of agency between patient and device.
We conclude that responsible expansion of psychiatric deep brain stimulation depends on treating uncertainty about mood and identity effects as something to disclose rather than minimize, and on building data-governance and long-term device-stewardship frameworks into trial design now rather than after wider deployment.

References

Schermer M (2011) Ethical issues in deep brain stimulation. Frontiers in Integrative Neuroscience.

Bell E, Mathieu G, Racine E (2009) Preparing the ethical future of deep brain stimulation. Surgical Neurology International.

Nuttin BJ, Gabriels LA, Cosyns PR, Meyerson BA, Andreewitch S, Sunaert SG, Maes AF, Dupont PJ, Gybels JM, Gielen F, Demeulemeester HG (2003) Long-term electrical capsular stimulation in patients with obsessive-compulsive disorder. Neurosurgery.

Denys D, Mantione M, Figee M, van den Munckhof P, Koerselman F, Westenberg H, Bosch A, Schuurman R (2010) Deep brain stimulation of the nucleus accumbens for treatment-refractory obsessive-compulsive disorder. Archives of General Psychiatry.

Mayberg HS, Lozano AM, Voon V, McNeely HE, Seminowicz D, Hamani C, Schwalb JM, Kennedy SH (2005) Deep brain stimulation for treatment-resistant depression. Neuron.

Dougherty DD, Rezai AR, Carpenter LL, Howland RH, Bhati MT, O'Reardon JP, Eskandar EN, Baltuch GH, Machado AG, Kondziolka D, Cusin C, Evans KC, Price LH, Jacobs K, Pandya M, Denko T, Tyrka AR, Brelje T, Deckersbach T, Kubu C, Malone DA (2015) A randomized sham-controlled trial of deep brain stimulation of the ventral capsule/ventral striatum for chronic treatment-resistant depression. Biological Psychiatry.

Holtzheimer PE, Husain MM, Lisanby SH, Taylor SF, Whitworth LA, McClintock S, et al. (2017) Subcallosal cingulate deep brain stimulation for treatment-resistant depression: a multisite, randomised, sham-controlled trial. Lancet Psychiatry.

Goodman WK, Insel TR (2009) Deep brain stimulation in psychiatry: concentrating on the road ahead. Biological Psychiatry.

Synofzik M, Schlaepfer TE (2008) Stimulating personality: ethical criteria for deep brain stimulation in psychiatric patients and for enhancement purposes. Biotechnology Journal.

Fins JJ, Mayberg HS, Nuttin B, Kubu CS, Galert T, Sturm V, Stoppenbrink K, Merkel R, Schlaepfer TE (2011) Misuse of the FDA's humanitarian device exemption in deep brain stimulation for obsessive-compulsive disorder. Health Affairs.

Gilbert F (2013) Deep brain stimulation for treatment resistant depression: postoperative feelings of self-estrangement, suicide attempt and impulsive-aggressive behaviours. Neuroethics.

de Haan S, Rietveld E, Stokhof M, Denys D (2015) Effects of deep brain stimulation on the lived experience of obsessive-compulsive disorder patients: in-depth interviews with 18 patients. PLOS ONE.

Zuk P, Sanchez CE, Kostick-Quenet K, Munoz KA, Kalwani L, Lavingia R, Torgerson L, Sierra-Mercado D, Robinson JT, Pereira S, Outram S, Koenig BA, McGuire AL, Lazaro-Munoz G (2022) Researcher views on changes in personality, mood, and behavior in next-generation deep brain stimulation. AJOB Neuroscience, PMID:35435795.

Sremic S, Krsek A, Baticic L (2025) Deep brain stimulation: psychological and neuroethical perspectives. Neurology International, DOI:10.3390/neurolint17100158.

Adolescent OCD patient and caregiver perspectives on identity, authenticity, and normalcy in potential deep brain stimulation treatment. Cambridge Quarterly of Healthcare Ethics.

Kisely S, Hall K, Siskind D, Frater J, Olson S, Crompton D (2014) A systematic review of the effectiveness and safety of deep brain stimulation for treatment-resistant depression. Psychological Medicine.

Complications and ethical challenges in neurosurgery for psychiatric disorders (2025) Brain Sciences, DOI:10.3390/brainsci15121303, PMID:41440099.

Goering S, Klein E, Dougherty DD, Widge AS, Rozell CR, Suthana N, et al. (2021) Recommendations for responsible development and application of neurotechnologies. Neuroethics.

Klein E, Goering S, Gagne J, Shea CV, Franklin R, Zorowitz S, Dougherty DD, Widge AS (2016) Brain-computer interface-based control of closed-loop brain stimulation: attitudes and ethical considerations. Brain-Computer Interfaces.

Widge AS, Malone DA, Dougherty DD (2018) Closing the loop on deep brain stimulation for treatment-resistant depression. Frontiers in Neuroscience.

Downloads

Published

2026-06-28